
Linden News Archive
- November 2009
- LINDEN is Hiring!
- March 2009
- Free Portfolio Reviews
LINDEN is Hiring!
LINDEN is currently seeking a Compliance Officer. The candidate will implement, monitor, and enforce the company’s policies and procedures.
More specifically, the applicant will be responsible for the following:
1. Regulatory reporting including but not limited to: Annual and periodic ADV updates, Blue Sky filings, and 13G/D filings;
2. Disaster recovery trainings; and
3. Review of correspondence, blotters, trading records, monthly statements, etc.
